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- Commodity Futures Trading Commission (Washington, DC) - government agency consisting of five Commissioners appointed by
the President which protects market participants against manipulation, abusive trade practices and fraud
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- Investment Company Institute (ICI) (Washington, DC) - national association which represents its members and their
shareholders in matters of legislation, regulation, taxation, public information, economic and policy research, business
operations and statistics
- North American Securities Administrators Association (NASAA) (Washington, DC) - international voluntary association devoted
to investor protection, with a membership of 66 state, provincial and territorial securities administrators in the United States,
Puerto Rico, Canada and Mexico
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